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Federal Register Publications

Comments RIN 3064-ZA26

Proposed Interagency Guidance on Third-Party Relationships: Risk Management
RIN 3064–ZA26
Proposed interagency guidance and request for comment
86 FR 38182

Comment Period End: September 17, 2021
Extended Comment Period End: October 18, 2021


 

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Submitted By
01. Southeast First National Bank, William B. "Barry" Hurley
02. American Bankers Association, Bank Policy Institute, and 3 other bank trade associations
03. Financial Services Forum, Kevin Fromer
04. American Fintech Council, Garry Reeder
05. Premier Bank, Matthew R. Johnson
06. Bank of Bird-In-Hand, Audrey Kirkhoff
07. Iowa Bankers Association, Robert L. Hartwig
08. J. Robert Kelly, Rogers, AR
09. SecurityScorecard, Inc., Charlie Moskowitz
10. Notarize, Renee Hunter, Nicole Booth, Gary Weingarden
11. FDATA North America, Steven Boms
12. Ontala Performance Solutions Ltd., Linda Tuck Chapman
13. Securities Industry and Financial Markets Association, Melissa MacGregor
14. TruSight Solutions, Jonathan Pressman
15. Connecticut Department of Banking, Jorge L. Perez
16. Bank OZK, Scott A. Trapani
17. ACI Worldwide Inc., Mohammed Mortajine, Brad Mullman
18. Kasasa, Ltd., Patrick J. Laughlin
19. Risk Management Association, Edward J. DeMarco, Jr.
20. Marlette Funding, LLC, Frank R. Borchert, III
21. Consumer Bankers Association, Brian Fritzsche
22. BancorpSouth Bank, Tricia Bellamy
23. Independent Bankers Association of Texas, Christopher L. Williston
24. Financial Services Forum, Kevin Fromer
25. IHS Markit, Richard Blore
26. Student Borrower Protection Center, Ben Kaufman
27. Independent Community Bankers of America, Joel Williquette, Michael Emancipator
28. Linear Financial Technologies, Sam Graziano
29. The Clearing House, Robert C. Hunter
30. Community Bankers Association of Illinois, David G. Schroeder
31. Cross River Bank, Aaron B. Iovine
32. Dr. Bob Mark, Holger A. Carlsson
33. 20 State Attorneys General and 4 State Financial Regulators
34. Envestnet Yodlee, Chad A. Wiechers
35. Electronic Transactions Association, Jeff Patchen
36. Financial Technology Association, Penny Lee
37. Upstart Network, Inc., Nathaniel Hoopes
38. Capitol Federal, Natalie Haag
39. National Community Reinvestment Coalition, Jesse Van Tol
40. Shared Assessments
41. Alliance for Innovative Regulation, Katherine Hartley
42. Plaid, John Pitts, Katie Neal
43. Innovative Lending Platform Association, Scott Stewart
44. Wisconsin Bankers Association, Rose Oswald Poels
45. American Bankers Association, Krista Shonk
46. U.S. Chamber of Commerce's Center for Capital Markets Competitiveness, Will Gardner
47. CRL, CLC, CFA, NFHA, Rebecca Borné, et al.
48. Pew Charitable Trusts, Nick Bourke
49. Better Markets, Phillip G. Basil
50. John R. Eckert, Kathleen E. Oldenborg
51. National Association of Industrial Bankers, Frank R. Pignanelli
52. Bank Policy Institute, Gregg L. Rozansky
53. CRINDATA, LLC, James H. Freis, Jr., Mark Stetler
54. FinRegLab, Melissa Koide, Kelly Thompson Cochran
55. CyberSecurityBase, Rocio Baeza
56. Market Integrity Solutions, LLC, James H. Freis, Jr.
57. Austin Capital Bank, Erik Beguin
58. Robert E. Rutkowski
59. Financial Data Exchange, Tom Carpenter
60. Affirm, Inc., Katherine Adkins
61. American Fintech Council, Yana L. Miles
62. American Escrow Association, Donna Inman
63. Financial Health Network, Dan Murphy, David Silberman
64. Interos
65. International Bancshares Corporation, Dennis E. Nixon
66. Mastercard International Incorporated, Tina Woo
67. Microsoft, David J. Dadoun
68. NCC Group
69. Real Estate Valuation Advocacy Association, Mark Schiffman
70. Third Party Payment Processors Association, Marsha Jones
71. Third Party Risk Association, Julie Gaiaschi
72. Virginia Credit Union League, Carrie Hunt
73. Wells Fargo & Company, Mary Rentoumis
74. Zest AI, Theodore R. Flo, Jay Budzik
Staff Disclosures
01. Meeting Among Staff of the Federal Deposit Insurance Corporation, Federal Reserve Board, Office of the Comptroller of the Currency, and Representatives of the Bank Policy Institute (BPI), JPMorgan Chase & Co., Truist Financial, UBS, Goldman Sachs, HSBC Bank USA, Ally Bank, PNC Bank, Mitsubishi UFJ Financial Group (MUFG), Wells Fargo Bank, East West Bank, BNP Pariabas, Santander Bank, Depository Trust & Clearing Corporation (DTCC), KeyBank, Huntington Bank, BNY Mellon, American Express, Bank of America, TD Bank, M&T Bank, Barclays, Comerica, and Covington & Burling LLP
02. Meeting Among Staff of the Federal Deposit Insurance Corporation and Representatives of Plaid
03. Meeting Among Staff of the Federal Deposit Insurance Corporation and Representatives of Envestnet Yodlee and Allon Advocacy, LLC
04. Meeting Among Staff of the Federal Deposit Insurance Corporation and Representatives of American Fintech Council (AFC)
05. Meeting Among Staff of the Federal Deposit Insurance Corporation and Representatives of Bank Policy Institute (BPI)

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Last Updated: September 19, 2024