Treasury Department Guidance for Investment Advisors
The Department of the Treasury has issued guidance for investment advisors to clarify the requirements of its Uniform Offering Circular (31 CFR Part 356). This guidance includes information on investment advisor participation on behalf of clients in Treasury securities auctions, Treasury requirements for portfolio reporting and accurate auction submissions.
The Treasury Department has requested that we distribute the attached letter to institutions that may be affected by these regulations. Questions on these matters should be directed to the Treasury Department's Government Securities Regulations staff at (202) 219-3632.
Distribution: Selected Trust Companies and FDIC-Supervised Government Securities Broker-Dealers
NOTE: Paper copies of FDIC financial institution letters may be obtained through the FDIC's Public Information Center, 801 17th Street, N.W., Room 100, Washington, D.C. 20434 ((703) 562-2200 or 800-276-6003).