| Persons Visited | Date
| Time | Visitors | Affiliation | Material Provided | Issues Discussed |
|---|
| Miller, Jonathan |
04/26/13 |
02:30PM |
Brinkman, Jay ; Edwards, Ken ; Fears, Ken ; Gordon, Julia ; Handleman, Ethan ; Mills, Pete ; O’Connor, Steve ; Ventrone, Joe |
Coalition for Sensible Housing Policy |
Yes |
Capital Issues; Consumer Protection |
| Gruenberg, Martin; Ryan, Barbara; Wigand, James |
09/19/12 |
01:00PM |
Fisher, Peter |
BlackRock |
No |
Resolution Authority; Other-Volcker Rule |
| Gruenberg, Martin; Ryan, Barbara |
08/03/12 |
11:00AM |
Broucek, James Steven; Burdis, Paul Edward; Burki, Sairah; Dewhirst, Joseph R.; Fallon, Kieran; Ferguson, Scott G.; Johnson, Hal Swords; King, Randall; Kuhns, Anthony M.; Linehan, Stephen; Marshall, Robert Christopher; Molino, John; Smithy, Michael Deron; Stein, Larry; Vayda, Joseph M. |
Regional Bank Meeting |
No |
Capital Issues; Other-Volcker Rule |
| Gruenberg, Martin; Krimminger, Michael; Ryan, Barbara; French, George |
04/18/12 |
04:11AM |
Burke, E.J.; Cardwell, Gail; Flannery, Tari; Green, George; Kim, Thomas; Lancaster, Brian |
Mortgage Bankers Association |
No |
Other-Risk retention |
| Gruenberg, Martin; Ryan, Barbara; French, George; Plunkett, Sylvia |
04/12/12 |
03:00PM |
Athansaiu, Caryl; Broome, J. Tol; DeMarco, Edward J.; Gagnon, Kris; Githens, William; Mason, W. Bernard; Mulcahy, John; Reilly, James; Schnall, Peter |
Regulatory Relations Council/Risk Management Association |
No |
Other-Volcker Rule and Resolution Planning |
| Gruenberg, Martin; Ryan, Barbara; French, George |
03/28/12 |
10:00AM |
Donner, Lisa; Naylor, Bart; Stanley, Marcus; Taub, Jennifer; Turbeville, Wallace |
Public Citizen/Vermont Law School |
No |
Other-Volcker Rule |
| Gruenberg, Martin; Ryan, Barbara; Copa, Kym |
03/23/12 |
05:33PM |
Berthelot, Barry; Evans, Jennifer; Goldsmith, Russell; Harjo, Jeff; Hodges, Tim; Hostetter, Dave; Hoze, Corey; Hyland, Molly; Kallembach, Larry; Kling, David; Knight, Jeff; Lundblad, Carl; Raney, Steven; Tjarks, Brent; Tuggle, Charlie; Yates, Ken |
Midsize Bank Coalition of America (MSBCA) |
No |
Other-Volcker Rule Proposal |
| Pearce, Mark; Miller, Jonathan; Ernst, Keith |
02/28/12 |
11:00AM |
Beckner, Hollis ; Burch, Nathan ; DeFronzo, Philip; Fratantoni, Michael; King, Tamara ; Klika, Lisa ; Krause, Shawn; Kyung , Cho-Miller; Malloy, Michael ; Markison, Kenneth ; McQuiggan, Michael; Morelli, Samuel ; Moss, Lawrence ; O'Connor, Stephen; Pezzani, Kevin ; Stevens, David; Weinberg, Joshua |
Mortgage Bankers Association |
Yes |
Other-Qualified Mortgage Definition |
| Gruenberg, Martin; Krimminger, Michael; Ryan, Barbara; French, George |
12/21/11 |
02:30PM |
Arnaboldi, Nicole; Jain, Robert; Machlis, Roger; Parton, Norm; Seidel, Joseph; Williams, Michael |
Credit Suisse |
No |
Other-Volcker Rule |
| French, George; Thomas, John |
12/16/11 |
03:30PM |
Bush, Derek; Carroll, Katherine Mooney; Coffman, Richard W.; Miller, Sarah A. |
Institute of International Bankers, Cleary, Gottlieb, Steen & Hamilton, LLP |
No |
Other-Volcker Rule |
| Gruenberg, Martin; Villarreal, Jr. Jesse; Murton, Arthur |
12/14/11 |
10:30AM |
Auwaerter, Robert ; Caporale, Maura ; Czarnick, Jacob ; Durkee, Mal ; Greenwood, Richard ; Han, Tom ; Johnson, Shawn ; Kawasaki, Chris ; Menezes, Karen; Messier, Andy ; St. John, Scott I. ; Stracke, Christian ; Tobin, John ; Weinberg, Peter |
Fixed Income Asset Managers |
No |
Resolution Authority |
| Krimminger, Michael; Brown, Rich |
11/08/11 |
06:11PM |
Fratantoni, Michael C.; O'Connor , Stephen A.; Stevens, David H. |
Mortgage Bankers Association |
Yes |
Capital Issues; Other-risk retention rules and down payment requirement for qualified residential mortgages definition |
| Cave, Jason; French, George; Murton, Arthur; Mcinerney, Roberta; Steckel, Marc; Brown, Rich; Newbury, Christopher |
11/04/11 |
01:46PM |
Evans, Scott Bowen; Foran, Brian; Ketkar, Ajit Digambar; Ko, Daniel; McQuet, Rick; Schorr, Glen; Wingate, Heather; Wright, Robert Lewis, III |
Nomura, Fir Tree, Discovery, Putnam, Alliance Bernstein, Alyeska Investment Group |
No |
Capital Issues; Resolution Authority; Other-Volcker Rule, SIFI/G-SIFI, Liquidity |
| Krimminger, Michael; Wigand, James |
10/12/11 |
03:00PM |
Cephas, Derrick; Tarbert, Heath |
Weil, Gotshal & Manges |
No |
Living Wills/Resolution Plans |
| Gruenberg, Martin; Ryan, Barbara; Thompson, Sandra; Spoth, Christopher; French, George; Murton, Arthur; Ellis, Diane; Pearce, Mark; Plunkett, Sylvia |
09/28/11 |
11:30AM |
Abernathy, Wayne; Chessen, Jim; Hunter, Mike; Keating, Frank; Kelly, Albert; Plagge, Jeff; Williams, Matthew |
American Bankers Association (ABA) Officers Meeting |
No |
DIF Assessments; Other-Core Deposit Study |
| Gruenberg, Martin; Ryan, Barbara; Wigand, James |
09/22/11 |
05:00PM |
Camper, Naomi; Dimon, Jamie |
JP Morgan Chase & CO |
No |
DIF Assessments; Resolution Authority |
| Gruenberg, Martin; Cave, Jason; Ryan, Barbara; French, George |
09/21/11 |
03:00PM |
Acton, Elizabeth; Arnold, Doyle; Bianucci, Debbie; Bible, Daryl; DeMeo, Joe; Johnson, Richard J.; Jones, Rene F.; Losch, William C.; Reglero, Angel; Turner, David; Weeden, Jeff B.; Woods, John |
BAI CFO Roundtable Industry Meeting |
No |
Capital Issues; Resolution Authority |
| Gruenberg, Martin; Krimminger, Michael; Cave, Jason; Ryan, Barbara; Murton, Arthur; Wigand, James |
09/21/11 |
10:30AM |
Altman, Howard; Baker, Richard; Bastow, Andrew; Brogard, Michel; Builione, Todd; Charon, Marc; Coes, Putnam; Gaine, Jack; Gismondi, Michael; Goodell, William; Harlow, Brooke; Horn, Keith; Inserra, Michael; Johnson, Ed; Kaswell, Stuart; Kawkabani, Nagi; Lawin, Scott; Macfarlane, John; Madden, Mark; Mendelson, Michael; O'Brien, Joseph; Raisler, Kenneth; Sirri, Erik; Stier, Cary; Weber, Jeffrey |
Managed Funds Association (MFA) Board of Directors |
No |
Capital Issues; Resolution Authority |
| Gruenberg, Martin; Krimminger, Michael; Ryan, Barbara; Murton, Arthur; Ellis, Diane; Mcinerney, Roberta; Copa, Kym |
09/07/11 |
02:30PM |
Saltzman, Paul |
The Clearing House Association, LLC |
No |
DIF Assessments |
| Krimminger, Michael |
09/07/11 |
01:00PM |
Cave, J. Patrick; Herrera, Julie M. |
Nomura, The Cypress Group |
No |
Other-Credit Risk Retention |
| Krimminger, Michael; Wigand, James; Ligon, Keith; Azevedo, Mary Patricia |
08/17/11 |
11:00AM |
Baer, Gregory; Bernstein, Donald; Costa, Jordan; Douglas, John; Grosshandler, Seth; Guynn, Randall; Kroener, William; McDowell, Carter; Meredith, Gregory; Sahni, Reena; Samuel, Jeffrey; Scott, Teri; Simmons, Rebecca; Tahyar, Margaret; White, Jason |
SIFMA/TCH |
No |
Living Wills/Resolution Plans; Orderly Liquidation Funding Mechanism |
| Gruenberg, Martin; Krimminger, Michael; Nash, Paul; Ryan, Barbara |
08/16/11 |
11:00AM |
Bryce Bazemore, Teresa; Feather, Karen; Ibrahim, S.A.; Kanjorski, Paul E. |
Radian Group, Inc. |
No |
Other-Private Mortgage Insurance |
| Gruenberg, Martin; Nash, Paul; Ryan, Barbara |
07/27/11 |
02:00PM |
Blankenship, Cynthia; Fine, Cam; Gerhart, Jeff; Loving, William; MacPhee, Jim; Marranca, Salvatore; Menzies, Michael; Thomas, Karen |
ICBA |
No |
Other-Dood Frank, Risk Retention, QRM |
| Krimminger, Michael |
06/30/11 |
01:00PM |
Beggan, Sean; Horbacz, Gary M.; Sabapathi, Mani |
Prudential |
No |
Other-Risk Retention |
| Krimminger, Michael |
06/29/11 |
09:00AM |
Behal, Bob; Furlong, Brian; Hall, Tricia B.; Moretti, William |
Vanguard, MetLife, Paulson & Co., Inc., New York Life Investment Management, LLC |
No |
Other-Risk Retention |
| Gruenberg, Martin; Ryan, Barbara; Copa, Kym |
06/23/11 |
04:30PM |
Doyle, Patrick; Hawke, Jerry; Perkins, Nancy |
Arnold & Porter, LLP |
No |
Other-Study on core brokered deposits |
| Gruenberg, Martin; Cave, Jason; Ryan, Barbara |
06/20/11 |
09:00AM |
Cantrill, Libby; Crowley, Daniel; Heiman, Bruce; Hodge, Douglas; Lefkin, Peter |
Allianz/K&L Gates/PIMCO |
No |
Other-Designation of non-banks as systemic |
| Eberly, Doreen |
06/14/11 |
08:30AM |
Dienes, Julie |
US Banker and American Banker |
No |
Other-Dodd Frank impact on daily lives |
| Krimminger, Michael |
06/09/11 |
12:30PM |
Davis, Bob; Edwards, Ken; Goldberg, Debby; Lischer, Jeff; Markison, Ken; O'Connor, Steve; Pigg, Joe; Ventrone, Joe; Zigas, Barry |
National Assn. of Realtors, Mortgage Bankers Assn., Center for Responsible Lending, Ntl. Fair Housing Alliance, American Bankers Association, Consumer Federation of America |
No |
Other-Credit Risk Retention |
| St. Clair, Munsell ; Copa, Kym |
06/08/11 |
01:00PM |
Kelly, Louise; Petersen, Kenneth; Pignanelli, Frank; Smoot, David; Specht, Raymond; Sutton, George; Weiler, Kirk; Wheatley, Amy |
National Association of Industrial Bankers (NAIB) |
Yes |
Other-Study on core and brokered deposits |
| Ellis, Diane |
06/07/11 |
11:00AM |
Jacokes, Jeannine and Association Members |
Community Development Bankers Association |
No |
Other-Study on core and brokered deposits |
| Krimminger, Michael |
06/07/11 |
09:00AM |
Coffey, Meredith; Ganz, Elliott; Ledig, Robert H.; Smith, R. Bram; Vartanian, Thomas P. |
Loan Syndications and Trading Association, Dechert LLP |
No |
Other-Credit Risk Retention |
| Cave, Jason; Steckel, Marc; Azevedo, Mary Patricia |
06/01/11 |
11:00AM |
Kroener, William; McMillan, Karrie; Reid, Brian |
Investment Company |
Yes |
Other-Money market mutual fund reform |
| Ellis, Diane; St. Clair, Munsell |
05/26/11 |
10:00AM |
English, Michael; Hextell, Brian; Lutter, David; Rogus, Lori |
PMA Financial Network |
Yes |
Other-Study on core and brokered deposits |
| Krimminger, Michael |
05/12/11 |
02:45PM |
Coffey, Meredith; Ganz, Elliott; Nappi, Douglas; Smith, R. Bram; Stoeckle, Gregory |
Loan Syndication and Trading Association, Invesco, Nappi & Hoppe, LLC |
Yes |
Other-Credit Risk Retention |
| Gruenberg, Martin; Ryan, Barbara |
05/11/11 |
04:30PM |
Dalai, Payal; Johnson, Joel; Rojas, Julio |
Standard Chartered PLC/Glover Park Group |
No |
Other-Dodd-Frank rulemakings & orderly liquidation authority |
| Gruenberg, Martin; Ryan, Barbara |
05/10/11 |
03:51PM |
Katkov, David; Natter, Ray; Showell, Jill |
PMI Mortgage/Barnett-Sivon |
No |
Other-Risk retention/QRM rulemaking |
| St. Clair, Munsell |
05/06/11 |
10:00AM |
Arma, Vincent; Gallelli, Dominick |
ABG Services, Inc. |
Yes |
Other-Study on core and brokered deposits |
| Bair, Sheila; Krimminger, Michael; Nash, Paul |
05/04/11 |
03:30PM |
Brown, Bob; Goebel, Scott; Meagher, Kevin; Prior, Nancy |
Fidelity |
Yes |
Other-money market mutual funds |
| Krimminger, Michael; Murton, Arthur; Wigand, James |
04/29/11 |
11:00AM |
Herring, Richard; Jackson, Tom; Kroener III, William F.; Scott, Ken; Skeel, D.; Taylor, John |
Hoover Institute (Stanford), Sullivan & Cromwell LLP |
No |
Resolution Authority |
| Ellis, Diane; St. Clair, Munsell |
04/28/11 |
02:00PM |
Forno, Christopher; Godderidge, Scott; Kroner, William; Lee, Anderson; Moss, Andrea; O'Reilly, Juliana; Roberts, Denise; Thompson, Kevin |
American Express and Sullivan & Cromwell |
No |
Other-Study and core and brokered deposits |
| Krimminger, Michael; Cave, Jason; French, George; Mcinerney, Roberta |
04/28/11 |
10:00AM |
Blissett, Roger A.; Chase, Richard T.; Cohen, H. Rodgin; Martin, LaBrena Jones; Siegel, Michael E.; Standish, Mark; Toumey, Donald J. |
Royal Bank of Canada, Sullivan & Cromwell LLP |
No |
Other-Volcker Rule - Proprietary Trading |
| Ellis, Diane; St. Clair, Munsell |
04/15/11 |
11:00AM |
DePierro, Denyette; Greene, Christopher; Hanrahan, David; Limpkin, Gerald; Newman, Wade; Nightingale, Matthew; Randolph, Randolph; Robbins, Ira; Sanders, Kelley; Tenhundfeld, Mark; Ware, Phil |
American Bankers Association, Discover Financial Services, Capital Bank of New Jersey, Celtic Bank, Katahdin Trust Co, Bank of America Merrill Lynch, Valley National Bank, SpiritBank |
Yes |
Other-Study on core and brokered deposits |
| Ellis, Diane; St. Clair, Munsell |
04/14/11 |
03:00PM |
Carroll, Susan; Connolly, Mark; Greca, Jennifer; Hsu, WenYue; Prata, Ben; Setya, Adeesh |
Morgan Stanley |
No |
Other-Study on core and brokered deposits |
| Krimminger, Michael |
04/14/11 |
11:00AM |
Bermanzohn, Frances R.; Grosshandler, Seth |
SIFMA, Goldman Sachs |
No |
Living Wills/Resolution Plans; Resolution Authority; Other-Risk Retention in Securitizations |
| Krimminger, Michael; Cave, Jason; Murton, Arthur; Wigand, James; Steckel, Marc |
04/13/11 |
11:00AM |
Cunningham, Deborah; Donahue, J. Christopher; Maloney, Eugene F.; Ronayne, Brian Sean |
Federated Investors Inc. |
No |
Broker/Dealers; Capital Issues; Resolution Authority |
| Ellis, Diane; St. Clair, Munsell |
04/05/11 |
11:00AM |
Petrasic, Kevin; Pope, Joe |
Scottrade Bank and Paul, Hastings, Janofsky & Walker LLP |
No |
Other-Study on core and brokered deposits |
| Ellis, Diane; St. Clair, Munsell ; Copa, Kym |
03/31/11 |
10:00AM |
Britton, Brennen; Cimons, Wayne; Davis, Candace; Doyle, Patrick; Ipema, Brian; Lagnese, Michael; Luigs, David; Lyons, Greg; Messina, Ray; Proctor, Sam; Smith, Mike; Suppan, Michael; Tate, Brian |
Financial Services Roundtable, CapitalOne, Discover, GE, State Farm, Debevoise & Plimpton, Arnold & Porter |
No |
Other-Study on core and brokered deposits |
| Krimminger, Michael |
03/30/11 |
11:00AM |
Carrier, Mike; Green, George; Other MBA Members, Various |
Mortgage Bankers Association |
No |
Other-Risk Retention Rule and CRE Servicing Standards |
| Nash, Paul; Ellis, Diane; St. Clair, Munsell |
03/24/11 |
02:00PM |
Boone, David; Ferguson, Scott; Johnson, David; Pollock, Ned |
TD Bank |
Yes |
Other-Study on core and brokered deposits |
| Nash, Paul; St. Clair, Munsell ; Copa, Kym |
03/24/11 |
11:00AM |
Blair, Derek; Winslow, Kim |
Anova Financial |
Yes |
Other-brokered deposit study |
| Ellis, Diane; St. Clair, Munsell |
03/24/11 |
10:00AM |
Burdette, Bill |
Institutional Deposits Corp. |
Yes |
Other-Study on core and brokered deposits |
| Nash, Paul; Ellis, Diane; St. Clair, Munsell ; Copa, Kym |
03/23/11 |
02:00PM |
Beaty, John; Conklin, Brian; Donnley, Deneen; Rosenberg, Marcos |
USAA and Venable |
No |
Other-Study on core and brokered deposits |
| Miller, Jonathan |
03/14/11 |
12:00PM |
Anderson, Todd; Beckwith, Lyle; DeFife, Scott; Duncan, Mallory; Garner, Liz; Kantor, Doug; Szente, Andrew; Wenning, Thomas |
Merchants Payment Coalition |
No |
Other-Debit card exchange fees and routing (Section 1075 DFA) |
| Bair, Sheila; Cave, Jason |
03/03/11 |
02:00PM |
Auwaerter, Bob; Bernstein, Seth; Brown, Robert; Caporale, Maura; Contis, James; Czarnick, Jacob; Durkee, Mal; Flanagan, Mark; Greenwood, Richard; Han, Tom; Leech, Ken; Nordin, Diane; Prior, Nancy; Saade, Karina; Tang, Agnes; Weinberg, Peter; Wosepka, Kent |
Fixed income asset managers |
No |
Orderly Liquidation Funding Mechanism |
| Thomas, John |
02/24/11 |
12:00PM |
Albrecht, Steven; Bronson, John; Conroy, Hugh ; Grieve, Margaret; Ipema, Bradley; Lee, Paul; Luigs, David; Lyons, Gregory; Proctor, Samuel; Shenker, Nina; Siegel, Michael; Wise, Eric; Zornoza, Simon |
Financial Services Roundtable and constituent members |
No |
Other-Volcker Rule restrictions on proprietary trading and investments in private equity and hedge funds |
| Gruenberg, Martin; Ryan, Barbara; Murton, Arthur; Wigand, James; Osterman Jr., Richard; Steckel, Marc |
02/17/11 |
03:00PM |
Allensworth, Benjamin; Bradbury, Darcy; Gunderson, Brian; Kaswell, Stuart; Waldorf, Michael |
Managed Funds Association (MFA) |
No |
Other-Applicability of Dodd Frank to hedge funds and related FSOC issues |
| Curry, Thomas; Kilber, Ken |
02/17/11 |
09:00AM |
Connolly, James M.; Flick, Lawrence G.; Marthinsen, John E.; Segal, James |
HVP, Inc. |
No |
Other-Section 941-Qualified residential mortgages and risk retention rule |
| Bair, Sheila; Villarreal, Jr. Jesse; Nash, Paul; Spoth, Christopher; Copa, Kym |
02/16/11 |
04:00PM |
Abernathy, Wayne; Blanton, Dan; Bridges, Dorothy; Henson, Gene; Keating, Frank; Mindeman, Charlotte; Shaffer, Tom; Urrabazo, Ignacio |
American Bankers Association |
No |
Other-Risk Retention, Brokered/Core Deposits |
| Cave, Jason; Murton, Arthur; Wigand, James; Mcinerney, Roberta; Steckel, Marc; Newbury, Christopher |
02/16/11 |
03:57PM |
Beauchesne, Bryan; Evans, Scott Bowen; Foran, Brian; Fortune, Christopher Todd; Schorr, Glenn; Schuermann, Mark; Schwandt, Reed; Seddon, William; Walsh, Brendon; Wilkinson, Wallis |
Financial Services Companies: PioneerPath Capital; Millenium Partners; Nomura Investment Securities; T. Rowe Price Assocs.; Pyramis Global Advisors; Discovery Capital Management; Goldman Sachs Investment Partners. |
No |
Capital Issues; DIF Assessments; Assessment Base |
| Cave, Jason; Corston, John; Wigand, James; Steckel, Marc |
02/14/11 |
01:00PM |
Allensworth, Benjamin; Brooks, David; Gunderson, Brian; Leviant, Shulamit; Puwalski, Allen; Tirschwell, Sara; Waldorf, Michael |
Managed Funds Association |
No |
Other-Applicability of Dodd Frank to Hedge Funds |
| Cave, Jason; Murton, Arthur; Wigand, James; Mcinerney, Roberta; Copa, Kym ; Goodman, Alice |
02/08/11 |
11:00AM |
Ducich, Sarah; Hohlt, Rick; Lutz, Laurent; Remondi, Jack |
Sallie Mae Corporation |
No |
Other-Supervision of non-bank financial companies |
| Krimminger, Michael |
02/07/11 |
11:30AM |
Chan, Gary; Englehard, Joseph; Forman, Laura; Granelli, Thomas; Grosshandler, Seth; Poulos, Nikki; Radisch, Lois; Thompson, Lawrence |
The Clearing House Association, Depository Trust & Clearing Corporation, Capital Alpha Partners, Cleary Gottlieb Steen & Hamilton, LLP |
No |
Resolution Authority; Other-Qualified Financial Contracts |
| Bair, Sheila; Brown, Rich |
02/04/11 |
08:00AM |
Annable, James E.; Byrd, Daryl G.; Davis, Richard K.; Evans, Jr., Richard W.; Fairbank, Richard D.; Goldsmith, Russell; Hooley, Joseph; Jordan, Bryan; Kelley, Robert; Lombardi, Britton; Masrani, Bharat; Nelms, David W.; Rohr, James |
Federal Advisory Council, Iberiabank, Discover Financial Services, First Horizon National, U.S. Bancorp, Cullen/Frost Banker, City National Bank, State Street, Bank of New York Mellon, TD Banknorth, PNC Financial, CapitalOne Bank |
No |
Capital Issues; Other-Incentive-Based Compensation; Dodd-Frank Implementation Schedule; Challenges Facing Small Banks |
| Bair, Sheila; Brown, Rich |
02/02/11 |
11:30AM |
Cantrill, Libby; Crowley, Daniel F.C.; Harris, Brent; Lefkin, Peter |
Allianz of America Corp., PIMCO Funds, K&L Gates LLP |
Yes |
Other-Possible CFTC rules on position limits in commodity spot markets and implications for FSOC |
| Wigand, James; Ligon, Keith |
01/19/11 |
02:33PM |
Fitzgerald, Paul; Grant, Justin; Hill, Jim; King, Nancy; Koederitz, Candice; Lee, Soo-Mi; McCoy, Bill; Neary, John; O'Connor, Stephen; Ostrander, Rick |
Morgan Stanley |
No |
Other-Volcker Rule |
| Krimminger, Michael; Thomas, John; Steckel, Marc |
01/19/11 |
02:00PM |
Visitors, Multiple |
The Clearing House Association, LLC |
Yes |
Other-Recommended regulations under Title II |
| Krimminger, Michael; Cave, Jason; Wigand, James; Steckel, Marc |
01/19/11 |
12:30PM |
Grosshandler, Seth; Visitors, Multiple |
The Clearinghouse Association, LLC |
No |
Broker/Dealers; Resolution Authority |
| Ellis, Diane; Mcinerney, Roberta; Copa, Kym |
01/13/11 |
10:00AM |
Alexander, Joe; Cohen, H. Rodgin; Guido, Janine; Kroener, William; Peterson, Eli; Saltzman, Paul; by phone, Others |
The Clearing House, Sullivan and Cromwell |
No |
Large Bank Pricing |
| Gruenberg, Martin; Krimminger, Michael; Ryan, Barbara |
01/05/11 |
02:30PM |
Feuer, Mitchell; Liddell, Roger; Rich, Peter; de Teran, Natasha |
LCH Clearnet Group Limited/ |
No |
Other-General discussion of Dodd Frank Implementation Issues |
| Bair, Sheila; Krimminger, Michael; Wigand, James |
01/05/11 |
02:00PM |
Gorman, James; Porat, Ruth |
Morgan Stanley |
No |
Capital Issues; Other-Volcker Rule |
| Krimminger, Michael |
12/28/10 |
12:00PM |
Grochala, Ann; Haynie, Ron; Thomas, Karen |
Independent Community Bankers of America |
No |
Other-Section 941-Qualified residential mortgages and risk retention rule |
| Krimminger, Michael; Mcinerney, Roberta |
12/21/10 |
03:00PM |
Cohen, Rodgin |
Sullivan & Cromwell |
No |
Other-Lincoln Amendment |
| Krimminger, Michael; Murton, Arthur; Wigand, James; Thomas, John; Osterman Jr., Richard; Mcinerney, Roberta |
12/21/10 |
02:00PM |
Abele, Rodney; Baer, Gregory; Cohen, H. Rodgin; Grosshandler, Seth; Kroener, William; Petrou, Karen Shaw; Salzman, Paul; Simmons, Rebecca; Zingale, Mark |
The Clearinghouse Association;Sullivan & Cromwell; Cleary Gottlieb Steen & Hamilton; Federal Financial Analytics; JP Morgan Chase |
Yes |
Bridge Financial Companies; Claims Priority; Resolution Authority; Other-Treatment of creditors |
| Krimminger, Michael |
12/15/10 |
03:00PM |
Deutsch, Tom; DiAngelo, Chris; Falcon, Armando; Krohn, Scott; Litwin, Stuart; Slonieski, John; Stengel, Scott; Thomas, Susan; Toennies, Deborah; Young, James |
American Securitization Forum, Ford Motor Credit, Credit Suisse, Katten Muchin Rosenman LLP, Orrick Herrington and Sutcliffe LLP, Mayer Brown LLP, Falcon Capital Advisors, JP Morgan |
No |
Resolution Authority |
| Cave, Jason; Steckel, Marc; Copa, Kym |
12/07/10 |
03:00PM |
Latrenta, Nicholas; Smith, Kristin |
MetLife |
No |
Resolution Authority |
| Newbury, Christopher |
11/29/10 |
12:00PM |
Hamecs, Michelle; Ledford, David; Moore, Kimberly |
NAHB |
No |
Other-CRE and Construction Lending by Community Banks |
| Ellis, Diane; St. Clair, Munsell |
11/22/10 |
10:00AM |
Sanders, Kelley |
SpiritBank |
Yes |
Other-Study on Core and Brokered Deposits |
| Steckel, Marc |
11/16/10 |
06:08PM |
Gayley, John; McClave, Kathleen; Seelig, Steven; Zoellick, Stephen |
Towers Watson |
Yes |
Other-DFA Section 956 - Incentive Compensation |
| Bair, Sheila; Cave, Jason; French, George |
11/10/10 |
10:00AM |
Almeida, Mark E. ; Altman, Edward I. ; Brown, Charles D. ; Cantor, Richard ; De Ghenghi, Luigi L. ; Dhru, Jayan ; Dubitsky, Rod ; Gilbert, Adam M. ; Imamura, Reginald H. ; Keane, Brendan J. ; Mason, Joseph R. ; Monroe, Mary Frances ; Reber, Jim ; Sinnott, Thomas E. ; Toy, Edward L. ; Whalen, R. Christopher |
FDIC/Fed Roundtable |
No |
Other-Use of Credit Ratings and Creditworthiness Standards |
| Ellis, Diane; Steckel, Marc; St. Clair, Munsell |
11/09/10 |
02:30PM |
Askew, Bill; Barry, Joe; Bartell, Tom; Cannon, Kimble; Kordek, Kathleen; Luigs, David; Lyons, Greg; Tate, Brian; Williams, Pieter |
Financial Services Roundtable, Regions Bank, Hartford Financial, Unum, Gibson and Dunn, BB&T, Debevoise & Plimpton, State Street |
No |
DIF Assessments |
| Nash, Paul |
11/09/10 |
02:00PM |
Grant, Michael |
National Bankers Association |
No |
DIF Assessments; Other-Section 342--OWMI |
| Cave, Jason; Murton, Arthur |
11/05/10 |
10:00AM |
Connolly, Robert; Novick, Barbara |
Blackrock |
No |
Other-designation of non-bank firms as systemic |
| Bair, Sheila; Gruenberg, Martin; Curry, Thomas; Krimminger, Michael; Cave, Jason; Villarreal, Jr. Jesse; Ryan, Barbara; Murton, Arthur; Wigand, James; Osterman Jr., Richard; Copa, Kym ; Goodman, Alice; Kilber, Ken |
11/04/10 |
02:00PM |
Barr, Michael; Broderick, Craig; Dudley, William; Golhar, Shawn; Jones, Chris; Kuritzkes, Andrew; Lloyd, Eric; Luciani, Juan; Shohet, Zion; Starnes, Clarke; Tarullo, Daniel; Walsh, John; Wong, David; Zubrow, Barry |
FDIC & FRB Roundtable |
No |
Living Wills/Resolution Plans |
| Krimminger, Michael |
11/03/10 |
11:00AM |
Coffey, Meredith; Ganz, Elliot; Nappi, Douglas; Smith, Bram |
LSTA |
Yes |
Other-Securitization Risk Retention |
| Ellis, Diane; Steckel, Marc |
10/27/10 |
03:30PM |
Barry, Joe; Costello, Ann; Depaola, Bob; Dibble, Kelly; Dodds, William; Freidenrich, Scott; Gavell, Stefan; Granese, David; McKeon, Rob; Phillippi, David; Rocheleau, Duane; Roselle, James; Zornova, Simon |
Northern Trust, State Street, Bank of New York/Mellon |
Yes |
Assessment Base |
| Krimminger, Michael; Cave, Jason; Murton, Arthur; Thomas, John |
10/26/10 |
04:10PM |
Agriwal Sanni, Reena; Bernstein, Don; Bopp, Michael; Douglas, John; Galardi, Gregg; Grosshandler, Seth; Guynn, Randy; Ledig, Bob; McDowell, Carter; McIlwain, Knox; Murphy, Jack; Rosenthal, Michael; Sieger, Glenn; Simmons, Rebecca; Sweet, Bill; White, Erika |
Law Firms |
No |
Living Wills/Resolution Plans |
| Brown, Rich |
10/24/10 |
08:52PM |
Ledford, David |
NAHB Multifamily Roundtable |
No |
Capital Issues; Consumer Protection; DIF Assessments; Living Wills/Resolution Plans; Resolution Authority; Other-Speech / Q&A to NAHB |
| Murton, Arthur; Ellis, Diane |
10/18/10 |
02:00PM |
J. Stephen, Zielezienski; Martin, McGuiness; Pusey, Leigh Ann; Thomas, Santos |
American Insurance Association |
No |
Resolution Authority |
| Brown, Rich; Newbury, Christopher |
10/14/10 |
02:00PM |
Levy, Spencer; Penner, Ethan; Wells, Wesley |
CBRE |
No |
Broker/Dealers; Capital Issues; Consumer Protection; DIF Assessments; Living Wills/Resolution Plans; Resolution Authority; Other-Covered Bonds |
| Brown, Rich; Newbury, Christopher |
10/14/10 |
02:00PM |
Levy, Spencer; Penner, Ethan; Wells, Wesley |
CB Richard Ellis |
No |
Other-Securitization, Employee Compensation, Mark-to-Market Accounting |
| Nash, Paul; Ellis, Diane; Mcinerney, Roberta |
10/08/10 |
12:00PM |
Multiple, Visitors |
Pennsylvania Bankers Association |
No |
Capital Issues; DIF Assessments |
| Bair, Sheila; Corston, John; French, George; Osterman Jr., Richard |
10/08/10 |
12:00PM |
Braunstein, Doug; Camper, Naomi; Dimon, Jamie; Zubrow, Barry |
JPMC |
Yes |
Capital Issues; Consumer Protection; Living Wills/Resolution Plans; Resolution Authority |
| Brown, Rich |
10/08/10 |
09:00AM |
Baudchon, Helene; Honthaas, Esthelle; Nguyen, Quang Khoi |
Credit Agricole |
No |
Capital Issues; Consumer Protection; DIF Assessments; Resolution Authority; Other-Economic Outlook / Bank Performance |
| Gruenberg, Martin; Ryan, Barbara; Copa, Kym |
10/05/10 |
03:00PM |
Bennison, James; Duncan, Duane; Goldhaber, Mark; Whonder, Carmencita |
Genworth/Brownstein/Hyatt/Farber/Schreck (BHFS) |
No |
Other-Qualified mortgage exemption |
| Gruenberg, Martin; Ryan, Barbara; Copa, Kym |
10/05/10 |
11:28AM |
Bennison, James; Duncan, Duane; Goldhaber, Mark; Whonder, Carmencita |
Genworth Financial/Browstein/Hyatt/Farber/Schreck |
No |
Other-qualified mortgage exception |
| Steckel, Marc |
10/04/10 |
01:00PM |
Baca, Steve; Brown, Steve; Cameron, Randy; Chafey, Bob; DePierro, Denyette; Dohern, Mike; Evans, Jon; Gibboney, Laura; Grantham, J.; Hazen, Sally; Heugly, Mark; Hook, Richard; Keeling, Mark; Martin, Charlotte; McFaddin, William; Ochsner, David; Quinlan, Joseph, III; Quinlan, Joseph, Jr.; Sonders, Ricki; Strand, Rob; Tholo, Edie; Vandeven, David; Walz, Cheri; Wanserski, Carol; Zagone, Ryan |
American Bankers Association |
No |
Assessment Base |
| Nash, Paul; Steckel, Marc; Brown, Rich |
10/01/10 |
08:30AM |
Multiple, Visitors |
Missouri Bankers Association |
No |
Other-whar are near/mid/long term issues FDIC will work on in reaction to legislation |
| Nash, Paul; French, George |
09/30/10 |
03:00PM |
Cannon, Steve; Milstein, Howard |
Emigrant Bank |
No |
Capital Issues |
| App, Steven; Osterman Jr., Richard; Steckel, Marc; Brown, Rich |
09/30/10 |
08:30AM |
Visitors, Multiple |
Maryland Bankers Association |
No |
Capital Issues; Other-priorities coming out of Dodd-Frank |
| Bair, Sheila; Krimminger, Michael; Cave, Jason; French, George; Brown, Rich |
09/29/10 |
04:51PM |
Courson, John; Denney, Josh; Fratantoni, Mike; Markinson, Ken; O'Connor, Steve |
MBA |
No |
Resolution Authority |
| Bair, Sheila; Krimminger, Michael; Villarreal, Jr. Jesse |
09/29/10 |
04:00PM |
Aramanda, Jim; Dillon, Joe; Saltzman, Paul |
The Clearing House |
No |
Resolution Authority |
| Krimminger, Michael; Cave, Jason; Osterman Jr., Richard; Steckel, Marc |
09/29/10 |
04:00PM |
Alexander, Joseph; Cohen, H.Rodgin (S&C); Goldfarb, Sheldon (RBS); Helfer, Michael (Citi); Hoyt, Robert (PNC); Johnson, Robert (BBT); Kadish, Michael (Deutsche); McCulloch, Kathryn (JPMC); O'Keefe, Edward (BA); Pampel, Martha (HSBC); Peterson, Eli; Pudlin, Helen (PNC); Saltzman, Paul; Sherburne, Jane (BONY); Strother, James (Wells Fargo); Zingale, Mark |
The Clearing House |
No |
Capital Issues; Living Wills/Resolution Plans; Resolution Authority; Other-General discussion of Dodd Frank Implementation issues and timing of regulations. |
| Curry, Thomas; French, George; Griffin, Henry R. F.; Steckel, Marc; Kilber, Ken |
09/29/10 |
12:00PM |
Visitors, Multiple |
Indiana Bankers Association |
No |
Other-Preemption Post Dodd/Frank; Timeline for Implementation of the Dodd/Frank Act |
| Gruenberg, Martin; Krimminger, Michael; Ryan, Barbara; French, George; Murton, Arthur |
09/28/10 |
10:00AM |
Baker, Richard; Bradbury, Darcy; Hollowingsworth, Roger; Plus 42 additional members, MFA |
Managed Funds Association (MFA) |
No |
Other-Market conditions and investor perspectives |
| Cave, Jason; Murton, Arthur; Ellis, Diane; Sweeney, Maureen |
09/23/10 |
03:07PM |
Babyak, Gregory; Franasiak, David; Litke, Adam |
Bloomberg and Williams and Jensen |
No |
Other-Visitors views of the Office of Financial Research data collection issues |
| Ellis, Diane; Steckel, Marc; St. Clair, Munsell |
09/23/10 |
01:00PM |
Barry, Joe; Dibble, Kelly; Karp, Andrew; Phillippi, David; Rocheleau, Duane; Roselle, James |
Northern Trust, State Street, BNY/Mellon |
No |
Assessment Base |
| Curry, Thomas; Nash, Paul; Steckel, Marc; Vogel, John |
09/22/10 |
12:30PM |
Multiple , Visitors |
AZ, CO, ID, MT, NV, UT, WY Bankers Associations |
No |
Other-New regulator and how all regulators plan to coordinate activities |
| Krimminger, Michael |
09/22/10 |
11:30AM |
Hutchinson, Suzanne |
MICA |
Yes |
Other-Risk Retention Section 941 |
| Curry, Thomas; Nash, Paul; French, George; Ellis, Diane; Vogel, John |
09/21/10 |
12:00PM |
Multiple, Visitors |
Oklahoma Bankers Association |
No |
Consumer Protection; DIF Assessments |
| Nash, Paul; Griffin, Henry R. F. |
09/21/10 |
08:30AM |
Multiple , Visitors |
Mississippi Bankers Association |
No |
Consumer Protection; Other-Implementation of the financial regulatory reform law |
| Steckel, Marc; St. Clair, Munsell |
09/17/10 |
12:00PM |
Abernathy, Don; Baca, Steve; Brown, Steve; Cole, Chris; Dohren, Mike; Evans, Jon; Gibboney, Laura; Hansen, Charlotte; Hurlbutt, John; O'Rourke, Michael; Phelan, Charles; Sonders, Ricki; Sposito, Peter; Ware, Viveca |
ICBA and bankers banks |
Yes |
Assessment Base |
| Gruenberg, Martin; Ryan, Barbara; French, George; Griffin, Henry R. F.; Steckel, Marc |
09/16/10 |
12:00PM |
Multiple , Visitors |
Florida/California Bankers Leadership |
No |
Consumer Protection; Other-Small Business Jobs and Credit Act of 2010 |
| Gruenberg, Martin; Ryan, Barbara; Spoth, Christopher; Ellis, Diane; Thomas, John |
09/16/10 |
08:00AM |
Multiple, Visitors |
Illinois Bankers Association |
No |
Other-Regulatory Burden under Dodd/Frank |
| App, Steven; Steckel, Marc |
09/15/10 |
12:00PM |
Multiple , Visitors |
Arkansas Bankers Association |
No |
Other-Regulation & Promulgations of Dodd/Frank and Changes in Examinations under Dodd/Frank Act |
| Villarreal, Jr. Jesse; Murton, Arthur |
09/15/10 |
09:30AM |
Barry, Joe; Collingwood, John; Dearie, John; Getzoff, Rob; Hurtt, Erica; Munroe, Christine; Nichols, Rob; Pelletier, Eric; Polichene, Briget; Smith, Kristin |
Financial Services Forum and Members |
No |
Capital Issues; Consumer Protection; DIF Assessments; Living Wills/Resolution Plans; Resolution Authority |
| Gruenberg, Martin; Ryan, Barbara; Ellis, Diane; Thomas, John |
09/15/10 |
08:30AM |
Multiple , Visitors |
Oregon/Washington Bankers |
No |
Capital Issues; Other-Deposit Insurance Changes Under Dodd/Frank Act |
| Gruenberg, Martin; Ryan, Barbara; Ellis, Diane; Copa, Kym ; Goodman, Alice |
09/14/10 |
12:00PM |
Multiple, Visitors |
Independent Community Bankers of America |
No |
Capital Issues; DIF Assessments; Resolution Authority |
| Nash, Paul; Murton, Arthur; Ellis, Diane; Goodman, Alice |
09/13/10 |
10:30AM |
Abernathy, Wayne; Chessen, Jim |
ABA |
No |
DIF Assessments; Assessment Base; Designated Reserve Ratio; Dividends; Large Bank Pricing |
| Nash, Paul; Murton, Arthur; Ellis, Diane; Goodman, Alice |
09/10/10 |
02:00PM |
Cole, Chris; Thomas, Karen |
ICBA |
No |
DIF Assessments; Assessment Base; Designated Reserve Ratio; Dividends |
| Brown, Rich |
09/10/10 |
08:30AM |
McCafferty, Ian |
Confederation of British Industry |
No |
Capital Issues; Consumer Protection; Resolution Authority; Other-Economic Outlook / Bank Performance |
| Brown, Rich |
09/03/10 |
09:00AM |
Tipton, Mark |
The Whistler Group |
No |
Other-Jumbo securitization plan for NC |
| Brown, Rich |
09/02/10 |
04:00PM |
Monroe, Peter |
National Real Estate Ventures |
No |
Resolution Authority; Other-Mortgage Loss Mitigation |
| Steckel, Marc; St. Clair, Munsell |
09/01/10 |
02:30PM |
Cole, Chris; Thomas, Karen; Ware, Viveca |
ICBA |
No |
Assessment Base |
| Bair, Sheila; Gruenberg, Martin; Curry, Thomas; Krimminger, Michael |
08/31/10 |
01:00PM |
Biglari, Hamid ; Broderick, Craig ; Certosimo, Art ; Cloutier, C.R. Rusty ; Dhru, Jay ; Gorton, Gary ; Lockhart, James ; Nelson, Kenneth ; Saade, Karina ; Wertz, Phillip ; Wong, David ; Wright, John ; Zubrow, Barry |
FDIC Roundtable |
No |
Claims Priority; Living Wills/Resolution Plans; Resolution Authority |
| Cave, Jason; Spoth, Christopher; Ellis, Diane; Steckel, Marc |
08/23/10 |
01:30PM |
Fitzgerald, Pat; Hida, Edward; Midha, Ashish; Spillenkothen, Rich |
SIFMA |
Yes |
Living Wills/Resolution Plans |
|
